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Tag Archives: Ontario Securities Commission
[written by Julius Melnitzer, courtesy of financialpost.com] The Ontario Court of Appeal has shocked Bay Street by ruling that capital-markets participants who settle complaints with the Ontario Securities Commission for less than the full value of investors’ damages remain liable … Continue reading
[written by Tara Perkins, courtesy of theglobeandmail.com] One year after issuing a call to action, the Canadian Task Force on Social Finance says there is evidence that impact investing is growing as an asset class in this country. But, while … Continue reading
[written by The Canadian Press, courtesy of winnipefreepress.com] TORONTO – The Ontario Securities Commission says it won’t change the penalties against former Bay Street investment banker Andrew Rankin, who admitted he tipped off a friend about future takeover deals. Rankin … Continue reading
Posted in Bay Street News, Canadian News
Tagged Andrew Rankin, Conviction, Daniel Dulc, Ontario Securities Commission, OSC, toronto
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[Written by Barbara Shecter, courtesy of financialpost.com] With Canadian regulators on the record opposing U.S.-style “no contest” settlements as far back as 2000, some market participants suspect the rising tide of class action lawsuits — and a strong backlash from lawyers … Continue reading